Current report no 11/2017 – Notification by Waldemar Preussner and PCC SE about increase in PCC Intermodal S.A. shares

2017-10-27 15:21

The Management Board of PCC Intermodal S.A. (the “Company”) inform that on October 27, 2017 received the following notification:

Waldemar Preussner acting on his own behalf and Ulrike Warnecke and Alfred Pelzer acting on behalf of PCC SE with its registered office in Duisburg („PCC SE”), in accordance to article 69 section 2 point 2 and article 69a section 1 point 3 of the Act of July 29, 2005 on Public Offering, Conditions Governing the Introduction of Financial Instruments to Organized Trading and Public Companies (consolidated text dated on September 15, 2016 (Dz. U. 2016, poz. 1639, hereinafter the “Act”), hereby inform, that consequently to acquisition of shares of PCC INTERMODAL S.A. with its registered office in Gdynia (“PCC INTERMODAL”), which took place on October 27, 2017 on GPW, XWAR (Transaction”), the percentage share PCC SE and indirectly Waldemar Preussner in the total vote at the General Meeting of PCC INTERMODAL increased from 80,17% to 82,66%.

Prior to the Transaction 1, PCC SE held shares of PCC INTERMODAL:

1. 32.539.332 preference shares of PCC INTERMODAL which constituted 41,95% share in the share capital of the company and 65.078.664 votes at the General Meeting of PCC INTERMODAL which constituted 59,11% in the total vote,

2. 23.193.501 ordinary shares of PCC INTERMODAL which constituted 29,90% share in the share capital of the company and 23.193.501 votes at the General Meeting of PCC INTERMODAL which constituted 21,06% in the total vote.

– PCC SE (and indirectly Waldemar Preussner) held in total 55.732.833 shares of PCC INTERMODAL which constitute 71,85 % share in the share capital of the company and 88.272.165 votes at the General Meeting of PCC INTERMODAL which constituted 80,17% in the total vote.

Consequently to the Transaction, PCC SE currently holds shares of PCC INTERMODAL:

2. 25.932.085 ordinary shares of PCC INTERMODAL which constituted 33,43% share in the share capital of the company and 25.932.085 votes at the General Meeting of PCC INTERMODAL which constituted 23,55% in the total vote.

– PCC SE (and indirectly Waldemar Preussner) holds in total 58.471.417 shares of PCC INTERMODAL which constitute 75,38 % share in the share capital of the company and 91.010.749 votes at the General Meeting of PCC INTERMODAL which constituted 82,66% in the total vote.

None of Waldemar Preussner subsidiaries (except PCC SE) hold any shares of PCC INTERMODAL. None of PCC SE subsidiaries hold any shares of PCC INTERMODAL.

In the case of Waldemar Preussner and PCC SE, there are no persons referred to in Article 87 section 1 point 3 of the Act.

Waldemar Preussner and PCC SE do not hold the financial instruments referred to in Article 69b section 1 point 1 of the Act, and the financial instruments referred to in Article 69b section 1 point 2 of the Act.

Legal ground: Art. 70 point 1 of the Act on Public Offering, Conditions Governing the Introduction of Financial Instruments to Organized Trading, and Public Companies (Dz. U. of 2016, item 1639).